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The following principles are a second draft of principles following initial feedback from Sector Advisory Group members. The original draft was, in part, based on the findings of the QAA’s State of the Nation: The Perfect Storm: AI, assessment and a sector under pressure (July 2026), and broader sector research. They reflect the project’s thinking at this point in its development and have not been agreed or endorsed by the Advisory Group, QAA or any other body, at this stage.

 

The QAA is publishing them to test the concept and direction of travel with the sector. Feedback received will help shape the final principles within the project’s timescale, and the content may change as a result.

 

QAA’s overarching principle for this work: QAA assures through principles, not prescription.  For providers subject to QAA Review, review methods will test how providers evidence valid, fair and inclusive assessment design, rather than mandating a single model. Key terms used in these principles will be defined in the accompanying definitions list.

Students working on a laptop

How the principles are intended to work

The principles are likely to form part of a broader framework for assuring academic standards. They will sit alongside, rather than replace, existing regulatory requirements, the UK Quality Code and providers’ own policies.

 

They are designed to be sustainable. Rather than responding to particular tools or products, they focus on enduring questions of assessment validity and academic standards, so they stay relevant as technology develops.

 

They will also need to stay agile. AI and related technologies are changing quickly, and new developments such as wearable devices raise fresh questions about how and where assessment can be securely evidenced. The principles will be kept under review so they can respond to these changes.

 

Our ambition is for the principles to apply across the whole tertiary landscape, from further and higher education through to doctoral level. Assessment contexts, purposes and regulatory arrangements vary widely across this range, and we recognise that a single set of principles serving all of them is a significant challenge. Sector feedback on how well the principles work in different contexts will be essential.

Alignment to the UK Quality Code for Higher Education

The draft sector principles for assessment outlined below expand on, and are rooted in, the  UK Quality Code Principle 11 and Key Practices, notably: 

 

Key Practice f:

Providers design assessments that test appropriate learning outcomes and are fair, reliable, accessible, authentic and inclusive. Where applicable, and sustainable, students are offered different options for undertaking assessments to promote accessibility and inclusion. 

Principles for Assuring Standards and Assessment Validity:

The following principles focus on assuring standards through effective assessment design. The principles are grouped under three core purposes of assessment and a set of enabling conditions.  

These draft principles are being developed with the project’s Sector Advisory Group. They reflect the project’s thinking at this point in its development and have not been agreed or endorsed by the Advisory Group, QAA or any other body at this stage. We are publishing them here to test the concept and direction of travel with the sector. Your feedback will help to shape the final principles within the project’s timescale, and the content may change as a result.


Assessment provides sufficient, trustworthy and inclusive evidence that intended outcomes and award standards have been achieved, including proportionate assured demonstration where independent capability matters. 

  • Assessment provides valid evidence of learning at assessment and programme level 
    Assessment is designed to be valid and appropriate for the learning outcomes it assesses and, collectively, a programme’s assessment strategy provides coherent and sufficient evidence that the programme outcomes and the standard of the award have been achieved. Assessment is designed to reasonably verify the student’s own learning and capability, rather than the output of an AI1 tool, against the learning outcomes, including, where AI use is permitted, the student’s direction and critical evaluation of that use. Assessment design, and the facilitation of assessment in practice, remain fair, reliable and inclusive.  

    Assessment also provides confidence in students’ foundational knowledge and independent judgement, and their ability to use AI critically, effectively and responsibly. Each is evidenced in its own right across the programme, so that evidence of one is not taken as evidence of the other.  
  • Summative assessment includes strategic points of assured demonstration across the programme  
    Students are likely to use AI differently when they know there are clear points of accountability for their learning. Summative assessment therefore includes some elements, not necessarily all assessments, that directly verify individual attainment of the learning outcomes under conditions where AI use can be controlled or verified. Providers identify meaningful points across the programme where independent learning and/or capability must be demonstrated. This assurance may be designed at programme level rather than repeated unnecessarily in every module. That demonstration can take different forms, such as dialogic, practical, observed, placement-based, simulation, presentation and questioning, or structured defence of an artefact. In doing so, providers review their assessment portfolios holistically, identifying where individual assessments are vulnerable to unacknowledged or inappropriate AI use, and ensure that, taken together, assessments build coherent evidence of student learning and achievement across the student journey.  
  • All assessments have a clear and justifiable design rationale for their position on the use of AI tools  
    Whether the use of AI tools is permitted, expected or restricted in assessments, this is a deliberate design choice, explicitly justified, integrated into assessment rubrics and closely aligned with the assessment's intended learning outcomes. Because students may have the opportunity to use AI regardless of whether it is permitted, where the validity of an assessment depends on AI not being used, this is secured through the design of assessment rather than through assessment briefs alone. Where AI use is restricted, the rationale makes clear that the restriction does not extend to assistive technologies or reasonable adjustments. 
  • Outright prohibition of AI and over-reliance on AI-detection tools are not effective primary safeguards of standards   
    Total bans on AI use are difficult to enforce in practice, and current AI-detection tools are widely reported to carry significant rates of false positives and false negatives, raising concerns about reliability and equity. Given this evolving and contested evidence base, providers should not rely on detection software alone as a primary safeguard; robust, valid assessment design, combined with meaningful assessment security actions, is a more effective and sustainable approach to ensuring academic integrity. 
  • Assessment security is supported by realistic, meaningful and transparent academic regulations and accessible policy and guidance, not by relying students’ own academic integrity alone 
    Assessment security consists of meaningful actions to prevent and detect attempts by students to avoid accountability for their learning. Detection here means gathering evidence of learning, for example through questioning or evidence of process, rather than reliance on AI-detection software. These actions are underpinned by enforceable academic regulations, and explained through policy and student-facing guidance that are clear and accessible. There are clear, visible mechanisms by which regulations on AI use can actually be enforced and checked: for example, where students are permitted to use AI for some tasks but not others. It is insufficient, and unfair, to set rules that providers have no practical means of verifying, for instance, distinctions between permitted and prohibited AI use that cannot be evidenced, checked, or distinguished after the fact, and then rely solely on students' individual academic integrity to ensure compliance. This approach transfers all responsibility for assessment security onto students, and risks penalising honest students who gain no advantage from AI use while others who breach the rules go undetected. 

Assessment promotes learning, feedback, evaluative judgement, AI capability, agency and progressive development.

  • Assessment drives learning, building foundational knowledge, skills and competencies over time, valuing process alongside outcome
    Assessment is part of the learning process, not just its endpoint. Tasks are sequenced across a programme so that foundational knowledge, key skills and competencies develop cumulatively, with each assessment building on the last. Students are assessed on how they develop, justify and refine their work as well as on the final product. Feedback is timely, effective and designed to be applied to improve later tasks. Students develop assessment literacy, including an understanding of the standards against which their work is judged and the ability to evaluate their own work, and are given structured opportunities to act on feedback and show how they have done so. In this way, assessment advances each student's learning while also giving credible evidence of what they have achieved.
  • Assessment is designed across the programme to ensure that summative assessment is proportionate and balanced with formative assessment
    Overloaded assessment strategies and an imbalance toward summative assessment increase both student and marker burden while narrowing what is actually being tested, so portfolios are deliberately designed at programme level to balance summative and formative assessment approaches. Summative assessment is proportionate to what must be assured. This is a matter of purpose rather than volume: frequent summative testing may remain appropriate where it is secure and serves a clear purpose. Formative tasks are designed so that students undertake and value them, for example by drawing on them in later summative assessment through reflection on, or defence of, their work.

Assessment supports equitable progression and achievement and prepares students to exercise judgement and use contemporary tools responsibly in further learning and professional practice.

  • Assessment is inclusive and accessible by design
    Assessment is designed to be inclusive and accessible from the outset, rather than adjusted after the fact. Providers meet their duties under applicable equality legislation2, including their duty to anticipate reasonable adjustments. Beyond this, formats, timings, instructions and submission methods reflect the diversity of the student population and minimise barriers that are not relevant to what is being assessed, so that students are not disadvantaged by the design itself. This reduces reliance on individual adjustments, which continue to be provided where required. Where AI use is permitted or expected, providers ensure that students have equitable access to the tools required. Because the inclusion effects of AI-responsive assessment designs are not yet well evidenced, providers will evaluate new designs as they are introduced, working with students, including disabled students, as partners in assessment redesign and implementation as well as in evaluation, and act on the findings.

    Generative AI is considered distinct from assistive technologies and reasonable adjustments. Restrictions on AI use in assessment are framed so that they do not limit students’ access to assistive technologies or agreed adjustments, and this distinction is made clear to staff and students. Inclusion is integral to validity and is not compromised by measures to strengthen assessment security.
  • Critical AI Literacy/ capability is a graduate attribute
    Students develop the capabilities to use AI tools effectively, critically and ethically, and to understand the benefits and limitations of AI, as core preparation for professional and personal life, along with the foundational discipline knowledge required to understand, interpret and verify AI outputs.  

Enabling conditions

These are not principles of assessment in themselves, but are the conditions providers need in place to evidence the principles above.

Provider leadership, governance and capacity enable sustainable assessment change

 

Responsibility for assessment validity is institutional, as well as individual. Leadership sets clear direction and priorities for assessment change, and governance structures oversee its progress and its effect on academic standards. Workload recognises the time required to redesign, deliver and evaluate assessment. Providers evaluate the impact of changes on validity, inclusion and student learning, and use the findings to inform further development.

Staff are supported in valid assessment design through ongoing professional development

 

Teaching staff, and staff who support assessment design, are supported to develop and maintain competence in developing and delivering valid, reliable and inclusive discipline-specific approaches to assessment that secure academic standards, including how AI and other learning technology affect the validity of assessment, and how to design assessments that reflect these principles. Because this is an evolving area, professional development is ongoing and includes communities of practice in which approaches are tested, shared and refined, and supported by learning technology professionals, rather than relying on one-off or definitive training.

Staff are supported to develop AI capability

 

Academic and Professional Services staff are supported to develop capability in understanding the uses for and impact of AI on learning, teaching and assessment, including how students are using it.